FINRA is investigating Morgan Stanley over alleged anti-money-laundering

Morgan Stanley is under investigation by the Financial Industry Regulatory Authority (FINRA) over potential lapses in anti-money-laundering (AML) controls related to its wealthy clientele, according to the Wall Street Journal, citing sources familiar with the matter.  The probe could determine if the Wall Street Bank properly assessed client risk and followed AML procedures for its […]

Source: cryptopolitan.com (Read Full Article)